Revolution and the Republic Read online




  R E V O L U T I O N A N D T H E R E P U B L I C

  This page intentionally left blank

  Revolution and the

  Republic

  A History of Political Thought in France

  since the Eighteenth Century

  J E R E M Y J E N N I N G S

  1

  3

  Great Clarendon Street, Oxford OX2 6DP

  Oxford University Press is a department of the University of Oxford.

  It furthers the University's objective of excellence in research, scholarship,

  and education by publishing worldwide in

  Oxford New York

  Auckland Cape Town Dar es Salaam Hong Kong Karachi

  Kuala Lumpur Madrid Melbourne Mexico City Nairobi

  New Delhi Shanghai Taipei Toronto

  With offices in

  Argentina Austria Brazil Chile Czech Republic France Greece

  Guatemala Hungary Italy Japan Poland Portugal Singapore

  South Korea Switzerland Thailand Turkey Ukraine Vietnam

  Oxford is a registered trade mark of Oxford University Press

  in the UK and in certain other countries

  Published in the United States

  by Oxford University Press Inc., New York

  # Jeremy Jennings 2011

  The moral rights of the author have been asserted

  Database right Oxford University Press (maker)

  First published 2011

  All rights reserved. No part of this publication may be reproduced,

  stored in a retrieval system, or transmitted, in any form or by any means,

  without the prior permission in writing of Oxford University Press,

  or as expressly permitted by law, or under terms agreed with the appropriate

  reprographics rights organization. Enquiries concerning reproduction

  outside the scope of the above should be sent to the Rights Department,

  Oxford University Press, at the address above

  You must not circulate this book in any other binding or cover

  and you must impose the same condition on any acquirer

  British Library Cataloguing in Publication Data

  Data available

  Library of Congress Cataloging in Publication Data

  Library of Congress Control Number: 2011929431

  Typeset by SPI Publisher Services, Pondicherry, India

  Printed in Great Britain

  on acid-free paper by

  MPG Books Group, Bodmin and King’s Lynn

  ISBN 978–0–19–820313–1

  1 3 5 7 9 10 8 6 4 2

  In memory of Jack Greenleaf

  This page intentionally left blank

  Acknowledgements

  In the course of the years spent writing this book I have incurred many debts and it

  is a pleasure to record my thanks to the friends, colleagues, and institutions that

  have provided invaluable support.

  Between 1997 and 2000 I was in receipt of a research grant from the Economic

  and Social Research Council; in 1998, 2002, 2006, and 2007 I received research

  funding from the British Academy; and in 2008–9 received a grant through the

  Research Leave programme of the Arts and Humanities Research Council. The

  latter enabled me to finish this project.

  In 2002–3 I had the extreme good fortune to be a visiting fellow at the Columbia

  University Institute for Scholars at Reid Hall in Paris and I gratefully acknowledge

  the help and support of the Institute’s Director, Danielle Haase-Dubosc, and of

  Michaela Bacou and Brune Biebuyck. In 2006 I had the great honour of holding

  the post of Vincent Wright Professor at the Institut d’Études Politiques in Paris and

  wish especially to thank Patrick Le Galès and his colleagues at CEVIPOF for

  making this such a memorable and productive experience. In 2005–6 I was Visiting

  Research Fellow at the Institute for Advanced Study at Indiana University, Blooming-

  ton, and express my deepest appreciation for the support I received from its director,

  Ivona Hedin. Jeff Isaacs, Russell Hanson, and Elinor Ostrom of the Indiana Univer-

  sity Department of Political Science were never less than generous and enthusiastic

  hosts.

  I would also like to thank the libraries and librarians who provided invaluable

  assistance over many years of research. In addition to the staff at the Bibliothèque

  Nationale in Paris and of the Rare Books Room of the British Library in London,

  my thanks go to the library of the Musée Social in Paris and in particular to the late

  Colette Chambelland and to Michel Prat.

  On a number of occasions I have been able to discuss ideas developed in this

  volume at conferences organized by Liberty Fund. These have always proved to be

  immensely rewarding and enriching meetings and through them I have had the

  opportunity to converse at length in the most supportive of surroundings with

  scholars from across the world. Special thanks go to Liberty Fund Fellows Christine

  Dunn Henderson and Mark E. Yellin.

  Such has been the length of time I have spent working on this project that during

  the course of its writing I have taught at the Universities of Swansea, Birmingham,

  and London. In each case it is a pleasure to record my thanks to these institutions

  and to my colleagues, both past and present. In London I have benefited greatly

  from the friendship, conversation, and advice of Richard Bellamy, Richard Bourke,

  Angus Gowland, Simon Green, Colin Jones, Daniel Johnson, Chandran Kukathas,

  Cécile Laborde, Ian Malcolm, Niall O’Flaherty, Mark Pennington, Richard Shan-

  non, Quentin Skinner, Georgios Varouxakis, Robert Willer, and, as always, Julian

  Jackson.

  viii

  Acknowledgements

  It goes without saying that I owe an enormous debt to colleagues and friends in

  France. These are too numerous to list. However, I wish in particular to express my

  thanks to Patrice Gueniffey, Lucien Jaume, and Farhad Khosrokhavar. Above all,

  I take this opportunity to express my warmest thanks to Christophe Prochasson

  who, for almost thirty years, has been my friend and guide. Through him I extend

  my thanks to the Prochasson and Curé families for their unfailing generosity and

  kindness. I similarly thank my good friends Marie-Laurence and Jean Netter.

  Much of the best work on French intellectual history comes out of North America

  and I have been exceptionally fortunate in having had the opportunity to make the

  acquaintance of and learn from many colleagues working there. Among those I would

  especially like to thank are: Barbara Allen, Richard Boyd, Henry C. Clark, Bryan

  Garsten, Alan Kahan, Herman (Gene) Lebovics, Mark Lilla, Daniel J. Mahoney,

  Samuel Moyn, Jennifer Pitts, Helena Rosenblatt, Filippo Sabetti, David Schalk,

  James T. Schleifer, Steven Vincent, Charles Walton, Cheryl Welch, Richard

  Wolin, and, last but by no means least, my dear friend and collaborator Aurelian

  Craiutu.

  On another continent, I express my thanks to Eduardo Nolla.

  I would also like to thank Stephanie Ireland and Briony Ryles at Oxford

  University Press and Jane Robson for excellent copy-editing.

  Sadly my first university teacher and head of departme
nt, Jack Greenleaf, died

  before this book was completed. It is to his memory that it is dedicated.

  Jeremy Jennings

  London, May 2010

  Contents

  Introduction: Revolution and the Republic

  1

  1. Rights, Liberty, and Equality

  29

  2. Absolutism, Representation, and the Constitution

  66

  3. Sovereignty, the Social Contract, and Luxury

  108

  4. Commerce, Usurpation, and Democracy

  147

  5. Universalism, the Nation, and Defeat

  197

  6. History, Revolution, and Terror

  237

  7. Religion, Enlightenment, and Reaction

  298

  8. Positivism, Science, and Philosophy

  344

  9. Insurrection, Utopianism, and Socialism

  388

  10. France, Intellectuals, and Engagement

  440

  Conclusion: Citizenship, Multiculturalism, and Republicanism

  507

  Chronology of Modern French History

  531

  Index

  537

  This page intentionally left blank

  Introduction

  Revolution and the Republic

  I

  When, in January 1789, Louis XVI summoned the Estates-General to meet in

  Versailles he could little have imagined that, less than three years later, the

  monarchy itself would be overthrown and that, soon afterwards, he would be

  executed in the Place de la Révolution. In that short period of time, the feudal

  order had been destroyed, the aristocracy had been abolished, the Catholic

  Church had been deprived of both its property and its independence, and, no

  less significantly, the Republic had been proclaimed on 22 September 1792.

  ‘Nobody’, William Doyle has written, ‘could have predicted that things would

  work out as they did.’1

  What occurred during the French Revolution is central to the argument of

  this book.2 Our starting point is that these tumultuous events marked the decisive

  moment in the history of modern France, even though, in an often repeated phrase,

  the Revolution was something of a mistake. What the revolutionaries of 1789

  intended, in other words, was not what came out of the Revolution and this was so

  because at its heart was a process of dérapage.3 The Revolution was ‘blown off

  course’ by a series of factors, most notably economic mismanagement, divisions

  within the revolutionary elite, the flight of the king and his recapture at Varennes in

  June 1791, and, most importantly, the declaration of war against France’s neigh-

  bours in the following year. The Revolution thus deviated from the path envisaged

  by the members of the National Assembly in the summer of 1789. What many of

  its leaders appear to have wanted was a modernized monarchy and a reformed

  constitution based broadly upon the model of England and the separation of

  powers. This was swiftly rejected as the Revolution rushed headlong towards

  a fundamental reconstruction of society.

  Unless otherwise stated the place of publication is Paris.

  1 William Doyle, The Origins of the French Revolution (Oxford, 1988), 213.

  2 Gary Kates (ed.), The French Revolution: Recent Debates and New Controversies (London, 1998)

  and Robert Alexander, Re-writing the French Revolutionary Tradition (Cambridge, 2003).

  3 François Furet and Denis Richet, La Révolution française, 2 vols. (1965–6).

  2

  Introduction: Revolution and the Republic

  Nothing quite like the French Revolution had been seen before.4 It was seen

  by its participants and by those who viewed it from afar as a revolution precisely

  because it sought to change all aspects of life. This included the calendar and

  currency; weights and measures; place and street names; the description of physical

  space and time; as well as public and religious festivals. ‘While debating about

  clocks and hats’, Lynn Hunt has written, ‘the deputies were developing their

  notions about politics, representation and hierarchy.’5 The manner in which a

  person spoke or dressed came to be as politically significant as what they wrote or

  did. Far from being unimportant, this figured as part of the attempt to create a ‘new

  man’.6 The end pursued came to transcend that of mere constitutional reform and

  became that of the creation of a virtuous people. To refer again to Lynn Hunt: ‘the

  social and economic changes brought about by the Revolution were not revolu-

  tionary. . . . In the realm of politics by contrast virtually everything changed.’7

  We need not dwell upon the protracted debate about the origins of the Revolu-

  tion.8 Recent accounts, far from emphasizing the mounting class conflict between

  nobility and bourgeoisie9 or the Revolution’s social and economic causes, have

  located these origins in two unrelated phenomena: the bankruptcy of the French

  state following the financially ruinous involvement in the American War of

  Independence and the economic crisis of 1788 arising from the general harvest

  failure of that year. As François Furet explained with something of a rhetorical

  flourish:10 ‘From 1787, the kingdom of France had been a society without a State.’

  Beyond the façade of monarchical authority, there lay only ‘panic and disorder’.

  The Revolution simply took over an ‘empty space’, in the process filling the

  enormous vacuum created by the sudden and near-total collapse of the once-

  mighty Bourbon monarchy. Yet, and this is at the heart of so much that was to

  follow, ‘the revolutionary consciousness, from 1789 on, was informed by the

  illusion of defeating a State that had already ceased to exist’. Out of this came

  ‘the ideology of a radical break with the past’ and with this arose ‘a tremendous

  cultural drive for equality’.11

  4 For a more nuanced perspective see Michael Sonenscher, Before the Deluge: Public Debt, Inequality,

  and the Intellectual Origins of the French Revolution (Princeton, 2007).

  5 Lynn Hunt, Politics, Culture and Class in the French Revolution (Berkeley and Los Angeles,

  1984), 79.

  6 Mona Ozouf, L’Homme régénéré: Essais sur la Révolution française (1989), 116–57.

  7 Hunt, Politics, Culture and Class, 221.

  8 See Doyle, Origins, 7–40, and Peter R. Campbell (ed.), The Origins of the French Revolution

  (London, 2006).

  9 See Sarah Maza, The Myth of the French Bourgeoisie: An Essay on the Social Imaginary, 1750–1850

  (Cambridge, Mass., 2003). Maza’s bold thesis is that ‘the French bourgeois did not exist’.

  10 See Furet, La Révolution française (2007). For a commentary on Furet’s work, see Ran Halévi,

  L’Expérience du passé: François Furet dans l’atelier de l’histoire (2007) and Tony Judt, ‘François Furet

  (1927–1997)’, New York Review of Books (6 Nov. 2002), 41–2. As Furet expressed it in Le Monde

  published on 19 May 1992: ‘What continues to astonish me in retrospect is that in an event that was so

  dominantly and so extraordinarily political, people for so long wanted to see either social

  transformation or the emergence of capitalism.’

  11 Furet, Interpreting the French Revolution (Cambridge, 1981), 24–5.

  Introduction: Revolution and the Republic

  3

  There a
re various dimensions to this account. One, drawing upon the work of

  Guy Chaussinand-Nogaret,12 suggests that the nobility were not the reactionary

  and closed caste they were so often taken to be. ‘In cultural development and in the

  political and social thought of the Enlightenment’, Chaussinand-Nogaret wrote,

  ‘nobles played a role as important as the representatives of the Third Estate.’

  Moreover, from the 1760s onwards, the nobility took on the idea of merit and

  showed themselves as eager as, if not more than, the bourgeoisie to take advantage

  of the new commercial opportunities afforded by the market.13 Through marriage

  the differences between nobility and middle classes were becoming increasingly

  blurred, even though this process was not occurring as quickly as the latter might

  have wished. This in turn produced a political programme that would be advanced

  by the aristocratic representatives of the National Assembly. ‘Despotism, favourit-

  ism, intrigue, irresponsibility, waste’, Chaussinand-Nogaret wrote, ‘these were the

  governmental vices that the nobility sought to reform’. In broad terms, this meant

  constitutional government, an end to privilege and equality before the law.

  What went wrong? At a minimum: two things. First, in the summer of 1789 the

  nobility jumped both ways. One group, sheltered (in Chaussinand-Nogaret’s

  phrase) from ‘the contaminations of the age’, opposed innovation: the other

  ‘welcomed the boldest reforms’. Second, and more seriously, the nobility ‘became

  the victims of their own line of thought’. By questioning the authority of their right

  to hereditary power they irretrievably undermined their own legitimacy. This

  argument finds support in more recent work by William Doyle. Prior to the

  Revolution, Doyle contends, the French nobility were ‘the most open elite in

  Europe’; but during the Revolution itself, he suggests, they proved to be their

  own ‘most fateful’ enemies.14

  A related part of this argument focuses upon the emergence of the ideology and

  rhetoric of anti-nobilism. Here we can draw upon the thesis advanced by Patrice

  Higonnet.15 Recognizing that ‘the distance between most nobles and most bour-

  geois was not great in 1789’, Higonnet nevertheless contends that there existed

  differences, if not of substance, then of style, and that these fed powerfully into

  perceptions of what existed, thus distorting the ‘supposed realities of the situation’.